FREEDOM OF
INFORMATION COMMISSION
OF THE STATE OF
CONNECTICUT
In the Matter of
a Complaint by FINAL
DECISION
Virginia
Bonanno,
Complainant
against Docket #FIC 85-162
Department of
Income Maintenance of the State of Connecticut,
Respondent June 11, 1986
The above-captioned matter was heard
as a contested case on October 14, 1985, at which time the complainant and the
respondent appeared and presented testimony, exhibits and argument on the
complaint. By agreement at hearing this
file was redesignated #FIC 85-162 Virginia Bonanno vs. Commissioner of Income
Maintenance.
After consideration of the entire
record the following facts are found:
1. The
respondent is a public agency within the meaning of 1-18a(a), G.S.
2. By
letter filed with this Commission on July 26, 1985, the complainant asserted
that she had been denied copies of records.
3. By
letter mailed to the custodian of records of the department of income
maintenance, on June 18, 1985, the complainant sought the following copies:
(a) all
checks, copies of checks, or other documents submitted by her;
(b) all
statements made by her which had been electronically or mechanically
transcribed;
(c) all
notes, memoranda, or reports compiled by the agency concerning the complainant;
(d)
all
rules and regulations pertaining to the transfer of assets in relation to
applications for medicaid or income maintenance.
Docket #FIC
85-162 Page Two
4. On
July 8, 1985, the respondent denied requests (a), (b), and (c), although it
provided records which had been submitted to it by the complainant and provided
copies of records in accordance with (d).
5. The
respondent claimed that the records not provided are exempt from disclosure
under 1-19(b)(10) because they are exempt under state statute 17-83,
G.S. and also under federal law, 42 U.S.C. 1396a(a)(7) and 42 C.F.R.
431.300 through 431.307.
6. Early
in 1985 the mother of the complainant had applied for Title XIX assistance and
was denied.
7. The
complainant had represented her mother in making this application.
8. Thereafter,
still represented by her daughter, complainant's mother had a fair hearing on
respondent's denial of assistance at the complainant's home on July 31, 1985.
9. Thereafter,
October 7, 1985, the hearing officer upheld the department decision.
10. Section
17-83 , G.S., in Chapter 302 of the General Statutes which contains statutes
dealing with public assistance provides in relevant part:
No person shall, except
for purposes directly connected with the administration of this
chapter,...solicit, disclose, receive or make use of, or authorize, knowingly
permit, participate in or acquiesce in the use of...any information concerning,
persons applying for or receiving assistance under this chapter, directly or
indirectly derived from the records, papers, files or communications of the
state or its subdivisions or agencies, or acquired in the course of the
performance of official duties.
11. Respondent
maintains that 17-83, G.S., does not prohibit it from returning to the
complainant herein the records which concern her only and which had been
supplied by her to the department.
12. Respondent
claims, however, that any other records
which the department has obtained, or developed concerning the
eligibility of the respondent's mother for assistance are exempt under
17-83.
Docket #FIC
85-162 Page
Three
13. It
is found that 17-83, G.S. makes the content of files concerning applicants
for public assistance exempt from disclosure under 1-19(a) and
1-19(b)(10), G.S., so that the respondent is not required to treat the contents
of her mother's application for assistance as a public record.
14. The
foregoing conclusion is not to be read as preventing the complainant from
obtaining access to information concerning herself, which is contained in the
records constituting her mother's application for public assistance, under
4-190, G.S. et seq.
15. It
is further found that the respondent has no electronically or mechanically
transcribed statements made by the complainant.
16. Based
upon the foregoing conclusions of law and fact, it is not necessary to
determine herein, whether the records sought by the complainant are barred from
disclosure by the federal law cited by the respondent.
The following order by the Commission
is hereby recommended on the basis of the record concerning the above-captioned
complaint.
1. The
complaint is hereby dismissed.
Approved by order of the Freedom of
Information Commission at its regular meeting of June 11, 1986.
ÿ
Karen J.
Haggett
Clerk of the
Commission