FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT
In the Matter of a Complaint
by FINAL
DECISION
Diane Weaver Dunne and The
Enfield Press,
Complainants,
against Docket
#FIC 89-12
Enfield Ethics Commission,
Respondent June
28, 1989
The above-captioned matter was heard as a contested case
on February 17 and March 23, 1989, at which time the complainants and the
respondent appeared, stipulated to certain facts and presented testimony,
exhibits and argument on the complaint.
After consideration of the entire record, the following
facts are found and conclusions of law are reached:
1. The respondent
is a public agency within the meaning of §1-18a(a), G.S.
2. On October 26
and 31, November 2, 3 and 21, and December 12, 1988, the respondent held
hearings on charges of a conflict of interest regarding town councilman Richard
LeBorious.
3. The respondent
deliberated on that same topic in executive session on December 12, 14, 15 and
21, 1988.
4. By letter
dated January 2, 1989, and filed with the Commission on January 9, 1989, the
complainants appealed to the Commission, alleging:
a. the respondent failed to file proper notice
for the October 31 and November 2 and 3, 1988, public sessions;
b. and the respondent failed to notify Mr.
LeBorious of the executive session and give him the opportunity to have the
deliberations occur in public.
5. By letter
dated February 10, 1989, and filed with the Commission on February 14, 1989,
the complainants amended their appeal to request both a null and void order and
a civil penalty and to allege additionally:
a. the respondent met in executive session on
January 26, 1989 for an impermissible purpose, the discussion of conflict of
interest charges brought against a teacher named Mr. Kiner;
Docket FIC 89-12 Page
Two
b. and the respondent failed to notify Mr.
Kiner of the executive session and give him the opportunity to have the
December deliberations occur in public.
6. At the hearing
on the matter, the respondent moved to dismiss the complaint as to the meetings
before December 12, 1989, claiming the complaint was not filed within thirty
days of those meetings as required by §1-21i(b), G.S. The complainants claimed the respondent's hearings were one
continuous proceeding. The hearing
officer granted the motion to dismiss.
7. Also at the
hearing, the respondent moved to dismiss the amended complaint, claiming Mr.
Kiner received proper notice of the January 26, 1989 meeting. The complainants claimed the issue was
whether the respondent convened in executive session for a permitted
purpose. The hearing officer denied the
motion to dismiss.
8. During the
hearing the respondent also moved for summary judgment on the amended
complaint, which the hearing officer took under advisement but did not grant.
9. It is found
that Mr. LeBorious was represented by competent counsel throughout the
respondent's proceedings concerning him.
10. It is found
that at the outset of the proceedings his counsel agreed to the respondent's
written rules of procedure, which state that the respondent would deliberate in
a closed session to reach their decision on the ethics charges.
11. Thus it is
concluded that Mr. LeBorious waived his opportunity to require the
deliberations take place in a public session.
12. It is found
that Mr. Kiner received notice of the January 26, 1989 meeting.
13. It is also
found, however, that the respondent failed to prove he was given a meaningful
opportunity to require the discussion about him be held in public session.
14. Thus it is
concluded the respondent violated §§1-18a(e)(1) and 1-21(a), G.S., by not
giving Mr. Kiner a meaningful opportunity to require a public session.
15. It is found
that in both individual's cases the respondent convened in executive sessions
to discuss whether, based on evidence presented in public session, conflicts of
interest existed.
Docket #FIC 89-12 Page
Three
16. It is found
that in Mr. LeBorious's case the issue was whether his position as both a town
councilman and an officer of Enfield's largest corporate tax delinquent created
a conflict of interest.
17. It is found
that in Mr. Kiner's case the issue was whether his employment as both a local
teacher and as a state representative created a conflict of interest.
18. It is found,
therefore, that for each of these individuals the respondent discussed in
executive session whether their status outside the municipal government created
a conflict of interest with their positions in the municipal government, not
their job performance per se.
19. Thus it is
found that the respondent did not convene in executive session for a purpose
permitted by §1-18a(e), G.S.
20. It is
concluded that the respondent violated §§1-18a(e) and 1-21(a), G.S., by
convening in executive session for an impermissible purpose.
The following order of the Commission is hereby
recommended on the basis of the record concerning the above-captioned
complaint:
1. The respondent
forthwith shall amend its written rules of procedure in a manner so as to be in
accordance with the conclusions in paragraphs 19 and 20 of the findings, above.
2. The respondent
henceforth shall act in strict compliance with §§1-18a(e) and 1-21(a), G.S.
3. The Commission
declines to issue a null and void order or impose a civil penalty upon the
respondents.
Docket #FIC 89-12 Page Four
PURSUANT TO 4-180(c) C.G.S
THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS,
PROVIDED TO THE F.O.I.C., OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS
CONTESTED CASE ARE:
DIANE WEAVER DUNNE AND THE
ENFIELD PRESS, 25 Grant Road,
RFD #2, Enfield, CT 06082
ENFIELD ETHICS COMMISSION,
c/o Walter R. Dudek, Esquire,
Enfield Town Counsel, Dudek
and Arthur, P.O. Box 490,
Enfield, CT 06982
Approved by order of the Freedom of Information
Commission at its regular meeting of June 28, 1989.
Karen
J. Haggett
Clerk
of the Commission