FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT
In the Matter of a Complaint
by FINAL
DECISION
Deborah J. Petersen and The
Hartford Courant,
Complainants
against Docket
#FIC 89-126
Executive Director for
Administration, West Hartford Public Schools,
Respondent July
26, 1989
The above-captioned matter was heard as a contested case
on May 3, 1989, at which time the complainants and the respondent appeared,
stipulated to certain facts and presented testimony, exhibits and argument on
the complaint.
After consideration of the entire record, the following
facts are found and conclusions of law are reached:
1. On January 9, 1989, the West Hartford Board of
Education (the "Board") appointed nine community members to an Ad Hoc
Committee on Religious Observances and Holidays (the "Committee").
2. The respondent was appointed chairman of the
Committee.
3. None of the Committee members are members of the
Board.
4. The Committee's operational charge states that:
The
committee shall advise concerning those considerations the Board of Education
should take into account in defining policy and the administration should take
into account in establishing regulations for assuring that pupils are taught
the history and cultural significance of the major holidays and the world's
major religions; and that the recognition of such holidays in the classroom and
in the school is educationally and legally appropriate.
Docket #FIC 89-126 Page
2
5. It is concluded that both the Committee and the
respondent in his capacity as chairman of the Committee are public agencies
within the meaning of §1-18a(a), G.S.
6. In meeting its operational charge, the Committee
gathered and reviewed pertinent information from which it intended to draft an
advisory report to the Board.
7. It is found that, in an open meeting held prior to
drafting such advisory report, the Committee conducted a
"brainstorming" session, in which members of the Committee suggested
policies that might be recommended in such an advisory report. As proposed policy considerations were
advanced by Committee members, these proposed policies were reduced to writing
and posted on the walls of the room in which the Committee met.
8. It is found that, following the meeting referenced in
paragraph 7, above, two members of the Committee drafted reports which
organized and summarized the various policies that members of the Committee had
generated during that meeting.
9. It is found that one report was prepared by the
respondent and distributed to all members of the Commitee (the "Borrelli
Report").
10. It is found that the other report was prepared by
Sheila Huddleston, a member of the Committee, and distributed to all members of
the Committee (the "Huddleston Report").
11. It is found that both the Borrelli Report and the
Huddleston Report were used by the respondent to guide the Committee in its
discussion at a subsequent meeting.
12. It is found that a third report was drafted by the
Committee based upon: the discussion referenced in paragraph 11, above;
elements of the Borrelli Report, which report the Commmittee considered
acceptable as to its content but not as to its outline style; and elements of
the Huddleston Report, which the Committee considered preferable with respect
to its narrative style.
13. It is found that this third report was included as an
appendix to the final report which the Committee subsequently prepared for
submission to the Board.
14. It is concluded that both the Borrelli Report and the
Huddleston Report are public records within the meaning of §1-18a(d), G.S.
Docket #FIC 89-126 Page
3
15. On April 6, 1989 the complainant requested of the
respondent copies of the Borelli Report and the Huddleston Report, which
request was denied by the respondent later that day.
16. By letter of complaint dated April 6, 1989 and
received by the Commission on April 12, 1989, the complainant appealed the
respondent's denial of her request.
17. At the hearing, the respondent maintained that the
Borrelli Report and Huddleston Report are exempt from disclosure under
§1-19(c)(1), G.S., which provides:
Notwithstanding
the provisions of subdivision (1) of subsection (b) of this section [1-19],
disclosure shall be required of (1) interagency or intra-agency memoranda or letters,
advisory opinions, recommendations or any report comprising part of the process
by which governmental decisions and policies are formulated, except disclosure
shall not be required of a preliminary draft of a memorandum, prepared by a
member of the staff of a public agency, which is subject to revision prior to
submission to or discussion among the members of such agency ....
18. It is found that the two members of the Commmittee
who prepared the two reports are not members of the staff of the Board within
the meaning of §1-19(c)(1), G.S.
19. It is also found that the respondent failed to prove
that either of the two reports is a preliminary draft of a memorandum within
the meaning of §1-19(c)(1), G.S.
20. It is also found that the Borrelli Report and the
Huddleston Report are reports comprising part of the process by which
governmental decisions and policies are formulated, within the meaning of
§1-19(c)(1), G.S.
21. It is concluded, therefore, that §1-19(c)(1), G.S.,
requires rather than exempts the disclosure of the Borrelli Report and the
Huddleston Report.
22. At the hearing, the respondent also maintained that
the Borrelli Report and the Huddleston Report are exempt from disclosure under
§1-19(b)(1), G.S.
23. It is concluded, however, given the express prefatory
language of §1-19(c)(1), G.S., that it is not necessary to decide whether the
two reports would otherwise be exempt from disclosure under §1-19(b)(1), G.S.
Docket #FIC 89-126 Page
4
24. It is concluded therefore that the respondent
violated §1-19(a), G.S., by failing to provide to the complainant copies of the
two reports which are subject to mandatory disclosure under §1-19(c)(1), G.S.
The following order by the Commission is hereby
recommended on the basis of the record concerning the above-captioned
complaint:
1. The respondent shall forthwith provide the complainant
with copies of the Borrelli Report and the Huddleston Report.
2. The respondent shall henceforth act in strict
compliance with the requirements of §1-19(c), G.S.
PURSUANT TO 4-180(c) C.G.S.
THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS,
PROVIDED TO THE F.O.I.C., OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS
CONTESTED CASE ARE:
DEBORAH J. PETERSEN
The Hartford Courant
56 East Main Street
Avon, CT 06001
MARK K. OSTROWSKI, ESQ.
Shipman & Goodwin
799 Main Street
Hartford, CT 06103
Approved by order of the Freedom of Information
Commission at its regular meeting of July 26, 1989.
Karen
J. Haggett
Clerk
of the Commission