FREEDOM
OF INFORMATION COMMISSION
OF
THE STATE OF CONNECTICUT
In
the Matter of a Complaint by Final
Decision
Jim
Sweeney and Cablevision News 12,
Complainants
against Docket #FIC
91-161
Town
of Stratford and Stratford Police Department,
Respondents November
13, 1991
The above-captioned matter was heard
as a contested case on September 17, 1991, at which time the complainants and
the respondents appeared, stipulated to certain facts and presented testimony,
exhibits and argument on the complaint.
After consideration of the entire
record, the following facts are found and conclusions of law are reached:
1. The
respondents are public agencies within the meaning of §1-18a(a), G.S.
2. By
letter of complaint filed June 24, 1991, the complainants appealed to the
Commission, alleging that they were excluded from a police officer's
termination hearing, and that the officer had requested that the hearing be
open.
3. It
is found that the Stratford Chief of Police recommended that a certain police
officer be terminatated.
4. It
is found that the respondents conducted a formal hearing on June 20, 1991,
concerning the officer's termination.
5. It
is found that the Stratford town manager acted as the single hearing officer at
the hearing.
6. It
is also found that the town manager is the chief executive officer of the town,
with the power to terminate the police officer whose case he heard.
7. It
is concluded that the town manager, acting as a hearing officer and chief
executive officer of the town of Stratford, is a public agency within the
meaning of §1-18a(a), G.S.
8. It
is found that the town's labor consultant acted as prosecutor in the hearing,
presenting evidence and argument in support of the officer's dismissal.
Docket
#FIC 91-161 Page
2
9. It
is found that the officer's union representative and the union's lawyer
appeared in the officer's defense, brought a potential witness who did not
testify, and presented argument in opposition to the officer's dismissal.
10. The
respondents maintain that the June 20 hearing was not a meeting within the
meaning of §1-18a(b), G.S., because it was an administrative or staff meeting
of a single-member public agency.
11. It
is found that the respondents offered no evidence to prove that the town
manager convened a meeting of his staff.
12. It
is also found that the town manager, acting as hearing officer, exercised a
function which required special discretion, judgment and skill.
13. It
is concluded that the town manager, serving as a hearing officer in a formal
hearing, acted in a quasi-judicial and not an administrative or ministerial
capacity.
14. It
is concluded that the June 20 termination hearing was both a hearing and a
meeting within the meaning of §1-18a(b), G.S.
15. It
is found that the complainant Cablevision News 12 was, in the person of its
reporter, refused admittance to the June 20 hearing.
16. The
complainants maintain that the respondents violated §1-18a(e)(1), G.S., by
failing to honor the officer's request that the hearing be open to the public.
17. Section
1-18a(e)(1) provides:
"Executive
sessions" means a meeting of a public agency at which the public is
excluded for one or more of the following purposes: (1) Discussion concerning
the appointment, employment, performance, evaluation, health or dismissal of a
public officer or employee, provided that such individual may require that
discussion be held at an open meeting ....
18. It
is found that the officer was notified of the hearing concerning her
termination approximately one month before the hearing.
19. It
is found that, although the respondents did not notify the officer that the
hearing would be closed to the public, the officer understood that the hearing
would be closed to the public.
20. It
is found that the officer did not request that the hearing be open to the
public.
Docket
#FIC 91-161 Page
3
21. The
respondents maintain that the hearing was permissibly closed to the public
because the applicable provision of the collective bargaining agreement between
the town and the union representing the officer provides that all such hearings
shall be closed to the public, including the press, unless mutually agreed to
the contrary.
22. Section
1-21, G.S., provides that all meetings of government agencies are to be open to
the public, with the exception only of executive sessions as defined in
§1-18a(e), G.S.
23. It
is found that the respondents offered no evidence to prove that the closure of
hearings otherwise required to be open to the public under §1-21, G.S., is a
legal subject of collective bargaining.
24. It
is found that the respondents maintained no stenographic or other record of the
June 20 hearing, other than the hearing officer's notes, which the respondents
maintain are permissibly exempt from disclosure pursuant to §1-19(b)(1), G.S.
25. It
is found that prohibiting public access to the June 20 hearing had the effect
of prohibiting any public access, present or future, to what transpired at the
disciplinary termination hearing of the officer.
26. It
is found that public access to formal hearings concerning the termination of
public employees is critical to the public trust in the fair resolution of such
disputes.
27. It
is also found that the right of the public to attend formal hearings concerning
the termination of public employees implicates fundamental rights of access by
the public to quasi-judicial proceedings of public agencies.
28. It
is therefore concluded that the closure of police officers' termination
hearings is an illegal subject of bargaining, and that the portion of the
bargaining agreement between the respondents and the officer's union requiring
such closure is null and void, pursuant to Lieberman v. Board of Labor
Relations, 216 Conn. 253 (1990).
29. The
respondents also maintain that the hearing was permissibly closed to the public
pursuant to §1-18a(e)(1), G.S., since the hearing concerned the dismissal of a
public employee.
30. It
is found, however, that the hearing the complainants sought to attend consisted
of the presentation of evidence and arguments, not deliberation concerning the
officer's termination or discussion concerning the officer's dismissal within
the meaning of §1-18a(e)(1), G.S.
Docket
#FIC 91-161 Page
4
31. It
is concluded that the hearing the complainants sought to attend could not be
permissibly closed to the public, pursuant to Board of Police Commissioners
v. Freedom of Information Commission, 192 Conn. 183, 190 (1984).
32. It
is therefore concluded that the respondents violated §1-21, G.S., by
prohibiting the complainants from attending the June 20 termination hearing.
The following order by the
Commission is hereby recommended on the basis of the record concerning the
above-captioned complaint:
1. Henceforth
the respondents shall act in strict compliance with the requirements of
§§1-18a(e)(1) and 1-21, G.S.
2. A
copy of this decision shall be posted on the Town Clerk's bulletin board for a
period of thirty days.
Approved
by Order of the Freedom of Information Commission at its regular meeting of
November 13, 1991.
Karen
J. Haggett
Clerk
of the Commission
Docket
#FIC 91-161 Page
5
PURSUANT
TO SECTION 4-180(c), G.S. THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE
MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION,
OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE
PARTIES TO THIS CONTESTED CASE ARE:
Jim
Sweeney and
Cablevision
News 12
28
Cross Street
Norwalk,
CT 06851
Town
of Stratford and
Stratford
Police Department
c/o
Kurt M. Ahlberg, Esq.
2885
Main Street
Stratford,
CT 06497
Karen
J. Haggett
Clerk of the Commission