FREEDOM OF INFORMATION
COMMISSION
OF THE STATE OF CONNECTICUT
In the Matter of a Complaint
by Final Decision
Frank McHale,
Complainant
against Docket
#FIC 94-390
Superintendent of Schools,
Watertown Public Schools,
Respondent August 23, 1995
The above-captioned matter was heard as a contested
case on June 7, 1995, at which time the complainant and the respondent
appeared, stipulated to certain facts and presented testimony, exhibits and
argument on the complaint.
After consideration of the entire record, the
following facts are found and conclusions of law are reached:
1. The
respondent is a public agency within the meaning of 1-18a(a), G.S.
2. By letter
filed with the Commission on September 29, 1994, and supplemented by letter
filed on December 12, 1994, with attachments, the complainant alleged that the
respondent denied his request for a
copy of the Watertown Board of Education's (hereinafter "BOE")
"first offer to the Watertown Education Association (hereinafter
"WEA") in the present contract negotiations."
3. It is
found that the "first offer" sought by the complainant is the BOE's
opening proposal to the WEA while they were negotiating for a successor
teachers' contract in 1994.
4. It is
concluded that the subject record is a public record within the meaning of
1-18a(d) and 1-19(a), G.S.
5. It is
found that the complainant is the president of the Watertown Oakville
Taxpayer's Association ("WOTA"), that WOTA had criticized the terms
of prior teachers' contracts and that for the 1994 round of teacher contract
negotiations, the BOE had solicited input from WOTA.
6. It is
further found that in a letter to the respondent dated June 16, 1994, the
complainant submitted a list of recommended changes to the current contract and
made his first request for a copy of the subject record, described in paragraph
3, above.
Docket #FIC 94-390 Page
2
7. It is
found that on several occasions following the complainant's June letter, the
complainant and another member of WOTA met with the respondent while
negotiations over the teachers' contract were continuing.
8. It is
further found that during the course of the meetings referred to in paragraph
7, above, and in response to the complainant's continued requests for the
subject record, the respondent told the complainant that she would not provide
the complainant with a copy of the subject record while contract negotiations
were ongoing but would provide a copy when such negotiations concluded.
9. It is
further found that the BOE and WEA reached agreement on a successor teacher's
contract and concluded their negotiations in August 1994.
10. It is
further found that by letter dated September 6 1994, the respondent informed
the complainant, contrary to her earlier assurances, that she would not provide
him with a copy of the subject record and for the first time informed him that
she was denying his request because the subject record was not covered under
the Freedom of Information (hereinafter "FOI") Act).
11. At the
hearing on this matter, the respondent claimed that the subject record is
exempt from disclosure under the FOI Act under 1-19(b)(9), G.S., which
permits the nondisclosure of "records, reports and statements of strategy
or negotiations with respect to collective bargaining."
12. It is
found that the subject record is a record of negotiations within the meaning of
1-19(b)(9), G.S.
13. The
complainant maintains that although the subject record is a record of
negotiations, it should be disclosed because agreement on the contract terms
has been reached.
14. The
respondent maintains however, that records of strategy or negotiations continue
to be exempt even after agreement has been reached, because nothing in the
provisions of 1-19(b)(9), G.S., provides otherwise.
15. It is
concluded that the subject record is exempt from disclosure under the
provisions of 1-19(b)(9), G.S., and that the respondent did not violate
the FOI Act by declining to disclose the subject record to the complainant.
Docket #FIC 94-390 Page
3
The following order by the Commission is hereby
recommended on the basis of the record concerning the above-captioned
complaint:
1. The
complaint is hereby dismissed.
2. Although
the Commission concluded that the respondent is not required to provide the
complainant with a copy of the subject record, the Commission wishes to remind
the respondent, especially under the facts of this case, wherein the respondent
made assurances that she would eventually provide the complainant with a copy
of the subject record and the complainant believed those assurances, that the
exemptions to disclosure set forth in 1-19(b), G.S., are not
mandatory. The Commission therefore
strongly urges the respondent to provide the complainant with a copy of the subject
record in the interests of open government and ensuring the public's confidence
in its dealings with public officials.
Approved by Order of the
Freedom of Information Commission at its regular meeting of August 23, 1995.
Elizabeth A. Leifert
Acting Clerk of the
Commission
Docket #FIC 94-390 Page
4
PURSUANT TO SECTION 4-180(c),
G.S. THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING
ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR
THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED
CASE ARE:
Mr. Frank McHale
7 Mango Circle
Oakville, CT 06779
Superintendent of Schools
Watertown Public Schools
c/o Joseph B. Summa, Esq.
19-21 Holmes Avenue
Waterbury, CT 06702
Elizabeth A. Leifert
Acting Clerk of the Commission