FREEDOM OF INFORMATION COMMISSION |
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In the Matter of a Complaint by | FINAL DECISION | ||
Jeannine Gagnon, | |||
Complainants | |||
against | Docket #FIC 1998-112 | ||
Catherine Brashich,
Executive Director, Housatonic Valley Tourism Commission, Les Pinter, Chairman, Housatonic Valley Tourism Commission; and Housatonic Valley Tourism Commission, |
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Respondents | August 12, 1998 |
The above-captioned matter was heard as a contested case on June 23, 1998, at which time the complainant and the respondents appeared, stipulated to certain facts and presented testimony, exhibits and argument on the complaint.
After consideration of the entire record, the following facts are found and conclusions of law are reached:
1. The respondents are public agencies within the meaning of §1-18a(1), G.S.
2. By letter dated and filed on April 28, 1998, the complainant appealed to the Commission alleging that the respondents had violated the Freedom of Information (hereinafter FOI) Act by failing to comply with the Commissions order to provide her with certain documents in Docket #FIC1997-322 Jeannine Gagnon against Chairman, Housatonic Valley Tourism Commission; and the Housatonic Valley Tourism Commission (hereinafter Docket #FIC1997-322). The complainant requested the imposition of civil penalties.
3. The Commission takes administrative notice of the record and final decision in Docket #FIC1997-322.
4. In Docket #FIC1997-322 the Commission ordered the following:
1. The respondents shall forthwith provide the complainant with copies of those records not yet provided to the complainant, as described in paragraphs 14, 16 and 18 of the findings, above, free of charge.2. The respondents shall also determine whether there are any additional bills that have not yet been provided to the complainant, as described in paragraph 17, above, and if additional records are located, the respondents shall forthwith provide copies of such records to the complainant, free of charge.3. The respondents shall forthwith search Margaret Gagnons personnel file to determine whether any records exist responsive to the complainants request described in paragraph 2c. and 2d., above. If the respondents locate any responsive records, the respondents shall forthwith provide the complainant with copies of same, free of charge. If no records are located, the respondent chairman shall prepare an affidavit attesting to the fact that a diligent search of the respondent commissions records has been conducted and that no records exist responsive to the complainants requests.4. Henceforth the respondents shall strictly comply with the disclosure and promptness requirements set forth in §§1-19(a) and 1-15(a), G.S.
5. Specifically, the records ordered to be provided to the complainant in paragraph 1 of the order in Docket #FIC1997-322 were: a policy manual of the Housatonic Valley Tourism Commission (hereinafter HVTC) (paragraph 14 of the findings in Docket #FIC1997-322); legal bills and backup for the years 1995, 1996 and 1997 billed to and paid for by the HVTC, including legal bills for Les Pinter and Violet Mattone (paragraph 16 of the findings in Docket #FIC1997-322); and the HVTCs internal policy concerning health insurance eligibility requirements (paragraph 18 of the findings in Docket #FIC1997-322).
6. With respect to the requested policy manual described in paragraph 5, above, it is found that the respondents provided the complainant with a copy of the manual she was seeking sometime in mid-May 1998.
7. With respect to the requested legal bills and backup described in paragraph 5, above, the respondents provided the complainant with copies of a number of bills in February 1998, prior to the issuance of the final decision in Docket #FIC1997-322. However, the complainant maintains that she has not received all of the bills that should be on file with the HVTC, based upon her review of the HVTCs minutes, and that some of those provided were too light to read and/or it cannot be ascertained whether such bills were paid. The respondents claim that they have provided the complainant with all of the bills maintained by the HVTC and that they cannot explain why all of the bills may not be on file, except that the HVTC was in a period of transition and its interim executive director may not have followed proper procedures with respect to filing all of the HVTCs records.
8. With respect to the complainants request for the respondents internal policy manual, no document was ever provided to the complainant. The respondents maintain that they provided the complainant with the HVTCs employee handbook/manual in mid- May 1998, and that that is the only document that would contain information concerning employee eligibility for health insurance benefits, which is the information sought by the complainant. The respondents maintain that no other internal policy exists concerning health insurance eligibility.
9. With respect to paragraph 2 of the order in Docket #FIC1997-322, the respondents were ordered to search for, and provide the complainant with copies of, any additional bills from David Camner. The respondents did not provide the complainant with any additional bills. They maintain that they provided the complainant with all bills in their possession for David Camner and had done so prior to the hearing in Docket #FIC1997- 322.
10. With respect to paragraph 3 of the order in Docket #FIC1997-322, the respondents were ordered to search Margaret Gagnons personnel file for any documents instructing HVTCs insurance company to terminate Margaret Gagnons insurance and any COBRA letter sent to Margaret Gagnon stating the qualifying event that ended her coverage, to provide the complainant with any documents located and if none were located, to prepare an affidavit attesting to a diligent search. It is found that the respondents provided the complainant with an affidavit from the respondent chairman in mid-May 1998 wherein he states that he conducted a search of the HVTCs files and that he located one letter dated August 15, 1996, a copy of which he attached to the affidavit.
11. The complainant maintains that other documents existed that were not provided to her because she received two records from the insurance company that should have been in HVTCs files. The respondents maintain that the records provided by the insurance company were not located in their files and that everything in Margaret Gagnons personnel file concerning insurance has been provided to the complainant.
12. While the Commission is concerned about the retention procedures employed by the HVTC and the HVTCs apparent failure to properly maintain its records, the Commission finds that, although the evidence presented at the hearing on this matter was conflicting and not a model of clarity, the respondents have provided the complainant with all records that they maintain or exist within their files that are responsive to the complainants request in Docket #FIC1997-322. The Commission cannot order the disclosure of records that do not exist and the Commission lacks jurisdiction over the retention and destruction of public records.
13. It is therefore concluded that the respondents have complied with the order in Docket #FIC1997-322 and did not violate the FOI Act under the facts and circumstances of this case. Accordingly, the complainants request for the imposition of civil penalties is declined.
The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint:
1. The complaint is hereby dismissed.
2. Although this complaint is dismissed due to the respondents compliance with the order in Docket #FIC1997-322, the Commission notes the complainants claims that certain copies of legal bills provided were illegible. The Commission urges the respondents to ascertain which copies were illegible and to provide the complainant with legible copies of those bills.
Approved by Order of the Freedom of Information Commission at its regular meeting of August 12, 1998.
_________________________ Doris V. Luetjen Acting Clerk of the Commission
PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
Jeannine Gagnon 18 Tarrywile Lake Road Danbury, CT 06810
Catherine Brashich, Executive Director, Housatonic Valley Tourism Commission, Les Pinter, Chairman, Housatonic Valley Tourism Commission; and Housatonic Valley Tourism Commission c/o Atty. Stephanie E. Lane Cummings & Lockwood CityPlace I 185 Asylum Street Hartford, CT 06103-3495
__________________________ Doris V. Luetjen Acting Clerk of the Commission
FIC1998-112/FD/tcg/08181998