FREEDOM OF INFORMATION COMMISSION |
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In the Matter of a Complaint by | FINAL DECISION | ||
Jon Schatz and the New Haven Register, | |||
Complainants | |||
against | Docket #FIC 1998-142 | ||
Legislative Council,
Town of Hamden, and Town of Hamden |
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Respondents | October 28, 1998 |
The above-captioned matter was heard as a contested case on August 5, 1998 at which time the complainants and the respondents appeared and presented testimony, exhibits and argument on the complaint.
After consideration of the entire record, the following facts are found and conclusions of law are reached:
1. The respondent legislative council is a public agency within the meaning of §1- 18a(1), G.S.
2. By letter of complaint dated May 12, 1998 and filed with the Commission on May 13, 1998, the complainants alleged that the respondent council violated the Freedom of Information (FOI) Act with respect to a May 5, 1998 meeting, by:
a. convening a special meeting without proper notice or an agenda;b. convening in executive session for an improper purpose and discussing topics not appropriate for executive session;c. failing to announce publicly beforehand its intention to convene in executive session; andd. discussing an employees compensation in executive session without providing the employee with notice of such discussion.
3. The complainants also alleged in their complaint that the respondent council violated the FOI Act with respect to an April 27, 1998 meeting, by:
a. holding an unannounced special meeting prior to the duly noticed April 27, 1998 meeting; andb. holding an illegal executive session during the unannounced April 27, 1998 special meeting.
4. The complainants further alleged in their complaint that the respondent council violated the FOI Act by convening meetings on April 13, 14, 15, 20, 21, 22, 27, 28 and 29, 1998 and failing to provide notice or agendas for such meetings, and failing to have available minutes of such meetings.
5. With respect to the allegations described in paragraphs 2a and 4 above, it is found that the respondent council held meetings on April 13, 14, 15, 20, 21, 22, 27, 28 and 29, 1998 and May 5, 1998, for the purpose of budget deliberations.
6. At the hearing on this matter the respondent council conceded that it did not file a notice or agenda, or prepare minutes for the budget deliberations, described in paragraph 5, above.
7. In addition, the respondent council further indicated at the hearing on this matter, that due to the informality of the discussions at the budget deliberations, no agendas were created until the start of each meeting, at which time consensus was reached by those members present concerning the evenings agenda. Votes were recorded in budget notes, filed in the respondent councils office.
8. Section 1-18a(2), G.S., defines meeting as:
any hearing or other proceeding of a public agency, any convening or assembly of a quorum of a multimember public agency, and any communication by or to a quorum of a multimember public agency, whether in person or by means of electronic equipment, to discuss or act upon a matter over which the public agency has supervision, control, jurisdiction or advisory power.
9. It is concluded that the budget deliberations, described in paragraph 5, above, were proceedings of the respondent council during which the respondent council discussed and acted upon matters over which it has supervision, control, jurisdiction or advisory power within the meaning of §1-18a(2), G.S.
10. Consequently, the budget deliberations constituted meetings within the meaning of §1-18a(2), G.S., and were therefore, subject to the meetings requirements of the FOI Act.
11. It is further concluded that the budget deliberations constituted special meetings within the meaning of §1-21(a), G.S.
12. Section 1-21(a), G.S., provides in relevant part:
Notice of each special meeting of every public agency shall be given not less than twenty-four hours prior to the time of such meeting by filing a notice of the time and place thereof in the office of the clerk of such subdivision for any public agency of a political subdivision of the state . The secretary or clerk shall cause any notice received under this section to be posted in his office .The notice shall specify the time and place of the special meeting and the business to be transacted. No other business shall be considered at such meetings by such public agency.
13. Section 1-21(a), G.S., further provides, in relevant part:
The meetings of all public agencies, except executive sessions as defined in subdivision (6) of section 1-18a, shall be open to the public. The votes of each member of any such public agency upon any issue before such public agency shall be reduced to writing and made available for public inspection within forty-eight hours and shall also be recorded in the minutes of the session at which taken, which minutes shall be available for public inspection within seven days of the session to which they refer.
14. It is found that the budget notes, described in paragraph 7, above, and presented as an exhibit at the hearing on this matter do not fulfill the minutes and/or record of votes requirements of §1-21(a), G.S.
15. It is therefore, concluded that the respondent council violated §1-21(a), G.S., by convening special meetings on April 13, 14, 15, 20, 21, 22, 27, 28 and 29, 1998 and May 5, 1998, without filing and posting the appropriate notice of such meetings, and by failing to have available for public inspection within seven days the minutes of such meetings, and by failing to have a record of each council members vote, upon each issue taken up at such meetings.
16. With respect to the allegations described in paragraph 2b and 2d, above, it is found that the respondent council convened in executive session during the May 5, 1998 meeting and at that time discussed generally the salaries for various positions, as well as adjustments to the salaries of specific employees.
17. Section 1-18a(6), G.S., provides in relevant part:
"Executive sessions" means a meeting of a public agency at which the public is excluded for one or more of the following purposes: (A) Discussion concerning the appointment, employment, performance, evaluation, health or dismissal of a public officer or employee, provided that such individual may require that discussion be held at an open meeting.
18. It is found that the general discussion concerning salaries, described in paragraph 16, above, was not a proper purpose for an executive session, within the meaning of §1-18a(6), G.S.
19. It is also found that the discussion concerning the salaries of specific employees described in paragraph 16, above, constituted a discussion concerning such employees employment within the meaning of §1-18a(6), G.S. Consequently, such employees should have been notified of the intended executive session discussion, prior to such discussion, and given the option of having such discussion held at an open meeting.
20. It is therefore, concluded that the respondent council violated §1-18a(6), G.S., by discussing salaries generally during the May 5, 1998 executive session, and by failing to provide the specific employees, whose salaries were discussed, with notice of the intended executive session discussion.
21. With respect to the allegations described in paragraph 2c, above, it is found that the respondent council obtained a two-thirds vote prior to convening in executive session on May 5, 1998.
22. Section 1-21(a), G.S., provides in relevant part:
A public agency may hold an executive session as defined in subdivision (6) of section 1-18a, upon an affirmative vote of two-thirds of the members of such body present and voting, taken at a public meeting and stating the reasons for such executive session, as defined in said section 1-18a.
23. It is concluded that nothing in §1-21(a), G.S., precludes the respondent council from convening in executive session during a special meeting.
24. Consequently, it is concluded that the respondent council did not violate §1- 21(a), G.S., by its decision to convene in executive session during the May 5, 1998 special meeting.
25. With respect to the allegations described in paragraph 3a and 3b, above, it is found that prior to the start of a duly noticed April 27, 1998 meeting, the respondent council met with the town manager and discussed a pending litigation matter in private.
26. It is concluded that the respondent councils discussion with the town manager constituted an unannounced or secret meeting of the respondent council during which the respondent council discussed a matter over which it has supervision, control, jurisdiction or advisory power within the meaning of §1-18a(2), G.S.
27. It is further concluded that the April 27, 1998 discussion with the town manger constituted a special meeting within the meaning of §1-21(a), G.S.
28. It is further concluded that the respondent council should have discussed the pending litigation matter during a properly called executive session, at a duly noticed regular or special meeting.
29. It is therefore, concluded that the respondent council violated §1-21(a), G.S., by holding an unannounced special meeting on April 27, 1998.
30. The Commission does not find that the respondent council willfully attempted to circumvent the FOI Act with respect to any of the violations found. However, it is apparent that there is an urgent need on the part of the respondent council for education concerning the publics rights and its responsibilities under the FOI Act.
The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint:
1. Henceforth, the respondent council shall strictly comply with §§1-18a(6) and 1-21(a), G.S.
2. Forthwith, the respondent council shall contact the FOI Commission staff to schedule an FOI Act workshop. Approved by Order of the Freedom of Information Commission at its regular meeting of October 28, 1998.
_________________________ Melanie R. Balfour Acting Clerk of the Commission
PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
Jon Schatz and the New Haven Register c/o Gladys Alcedo 40 Sargent Drive New Haven, CT 06511-5918
Legislative Council, Town of Hamden c/o Atty. Carol L. Noble Office of Legislative Council Town Hall 23372 Whitney Avenue Hamden, CT 06518 and c/o Atty. Evelyn N. Parise Office of Legislative Council Town Hall 23372 Whitney Avenue Hamden, CT 06518
Town of Hamden c/o Atty. Susan Gruen Hamden Town Attorney 23372 Whitney Avenue Hamden, CT 06518
__________________________ Melanie R. Balfour Acting Clerk of the Commission
FIC1998-142FD/mrb10301998