FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT

In the Matter of a Complaint by

FINAL DECISION

Ethan Book, Jr.,

 

Complainant

 

 

against

Docket #FIC 2000-076

State of Connecticut, Connecticut
Commission on Human Rights
& Opportunities,

 

 

Respondents

June 14, 2000

 

 

 

 

The above-captioned matter was heard as a contested case on April 26, 2000, at which time the complainant and the respondent appeared, and presented testimony, exhibits and argument on the complaint.

After consideration of the entire record, the following facts are found and conclusions of law are reached:

1.     The respondent is a public agency within the meaning of §1-200(1), G.S.

 

2.     It is found that, by letter dated January 17, 2000, the complainant asked the respondent to provide copies of all file materials pertaining to his complaint inquiry related to a telephone conversation of February 25, 1986 between Betty A. McCree, an investigator for the respondent, and the complainant [hereinafter “complaint materials”], as well as a copy of the authorization to hire David L. Kent [hereinafter “the authorization”].

 

3.  It is found that, by letter dated February 1, 2000, the respondent acknowledged the request described in paragraph 2, above, and informed the complainant that the requested records were being forwarded to the respondent’s legal division for review, and that all non-exempt records would be forwarded to the complainant. 

 

4.  Having failed to receive the requested copies, by letter dated February 21, 2000, and filed with the Commission on February 22, 2000, the complainant alleged that the respondent thereby violated the Freedom of Information [hereinafter “FOI”] Act. 

 

            5.  Section 1-210(a), G.S., provides in relevant part that:

 

[e]xcept as otherwise provided by any federal law or state statute, all records maintained or kept on file by any public agency, whether or not such records are required by any law or by any rule or regulation, shall be public records and every person shall have the right to inspect such records promptly during regular office or business hours or to receive a copy of such records in accordance with the provisions of section 1-212.

 

6.  Section 1-212(a), G.S., provides in relevant part that:

           

[a]ny person applying in writing shall receive, promptly upon request, a plain or certified copy of any public record.  The fee for any copy provided in accordance with the [FOI] Act…shall not exceed twenty-five cents per page.…

 

            7.  It is found that, to the extent that they exist, the requested records are public records within the meaning of §1-210(a), G.S.

 

            8.  It is found that, in 1990, the State Public Records Administrator approved a disposal schedule of one year after disposition for the complaint materials.

 

            9.  It is found that, in an effort to verify that the complaint materials were no longer kept or maintained by the respondent, the managing director of the respondent ordered that both the central office and the Bridgeport office of the respondent be searched for such records.  It is further found that, during such time, the managing director had been diagnosed with a serious illness, and was occupied with treatments and with preparation to be out of the office for several weeks for recovery from surgery. 

 

            10.  It is found that the respondent does not keep on file or maintain the complaint materials, nor does it keep on file or maintain any similar records related to other complaints filed prior to 1992.

 

            11.  It is therefore concluded that the respondent did not violate the FOI Act by failing to provide the complainant with copies of the complaint materials, as alleged in the complaint.

 

            12.  It is found that, after completion of the searches described in paragraph 9, above, by letter dated March 3, 2000, the respondent informed the complainant that it did not maintain or keep on file the requested fourteen year old complaint materials, and provided the complainant with a copy of the authorization, free of charge.  It is also found that the social security number of the subject of the authorization was redacted at his request.

 

            13.  It is found that, notwithstanding the unfortunate circumstances described in paragraph 9, above, the respondent’s compliance with the complainant’s request for the authorization was not prompt within the meaning of §1-210(a), G.S.

 

 

            On the basis of the record concerning the above-captioned complaint, no order by the Commission is recommended.

 

 

 

Approved by Order of the Freedom of Information Commission at its regular meeting of

June 14, 2000.

 

 

 

 

_________________________

Melanie R. Balfour

Acting Clerk of the Commission

 


PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.

 

THE PARTIES TO THIS CONTESTED CASE ARE:

 

 

Ethan Book, Jr.

PO Box 1385

Fairfield, CT  06432

 

 

State of Connecticut, Connecticut Commission on Human Rights & Opportunities

c/o Atty. Philip A. Murphy, Jr.

Commission on Human Rights & Opportunities

21 Grand Street

Hartford, CT  06106

 

 

 

 

 

__________________________

Melanie R. Balfour

Acting Clerk of the Commission

 

FIC2000-076FD/mrb/06/19/00