FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT

In the Matter of a Complaint by

FINAL DECISION

Kenneth D. Backman,

 

Complainant

 

 

against

Docket #FIC 2000-394

Chairperson, State of Connecticut,
Department of Public Utility Control;
and State of Connecticut, Department
of Public Utility Control,

 

 

Respondents

November 8, 2000

 

 

 

 

The above-captioned matter was heard as a contested case on August 24, 2000, at which time the complainant and the respondents appeared, stipulated to certain facts and presented testimony, exhibits and argument on the complaint.

After consideration of the entire record, the following facts are found and conclusions of law are reached:

1.  The respondents are public agencies within the meaning of §1-200(1), G.S.

 

2.   By letter dated June 30, 2000, the complainant made a request to the respondent chairperson for:

 

a.   “copies of CL&P’s legal and/or lobby efforts when Public Act 96-182       and 99-207 were being written and passed by the Connecticut Legislature;

b.      copies of any guidelines for tree trimming and removal that CL&P has to follow in the State of Connecticut; and

c.       copies of all correspondence between DPUC and CL&P regarding [the complainant’s] request for information starting with [his] May 8th complaint to the present.”

 

3.      By letter dated July 21, 2000 and filed on July 24, 2000 the complainant appealed to this Commission alleging that the respondents violated the Freedom of Information (“FOI”) Act by failing to respond to his request. 

 

4.      By letter dated July 25, 2000 to the Commission the complainant amended his complaint to add a request that civil penalties be imposed against the respondents.

 

5.      Section 1-210(a), G.S., provides in relevant part that:

 

“[e]xcept as otherwise provided by any federal law or state statute, all records maintained or kept on file by any public agency, whether or not such records are required by any law or by any rule or regulation, shall be public records and every person shall have the right . . . to receive a copy of such records in accordance with the provisions of section 1-212.  Any agency rule or regulation, or part thereof, that conflicts with the provisions of this subsection or diminishes or curtails in any way the rights granted by this subsection shall be void.”

 

6.      Section 1-212(a), G.S., provides in relevant part that “[a]ny person applying in writing shall receive, promptly upon request, a plain or certified copy of any public record . . . .”

 

7.      It is found that the requested records, to the extent such records exist, are public records within the meaning §1-210(a), G.S.

 

8.      With respect to the complainant’s request described in paragraph 2a, above, it is found that the respondent does not maintain or keep on file any records responsive to such request.

 

9.      With respect to the complainant’s request described in paragraph 2b, above, it is found that on or about July 27, 2000, the respondents provided the complainant with copies of the only records maintained or kept on file by the respondent department responsive to the complainant’s request.

 

10.   With respect to the complainant’s request described in paragraph 2c, above, it is found that all actions taken regarding the complainant’s complaint to the DPUC against CL&P were handled through telephone conversations and that no records pertaining to that matter exist.

 

11.   It is found, however, and the respondents concede, that they failed to promptly respond to the complainant’s June 30, 2000 request.

 

12.   Consequently, it is concluded that the respondents violated the promptness provisions of §§1-210(a), and 1-212(a), G.S.  

 

13.   It is concluded that civil penalties are not warranted in this case.

 

 

The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint.

 

            1.  Henceforth, the respondents shall strictly comply with the promptness provisions of §§1-210(a) and 1-212(a), G.S.

 

 

Approved by Order of the Freedom of Information Commission at its regular meeting of November 8, 2000.

 

 

___________________________________

Dolores E. Tarnowski 

Clerk of the Commission


PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.

 

THE PARTIES TO THIS CONTESTED CASE ARE:

 

 

Kenneth D. Backman

108 Cornwall Avenue

Cheshire, CT   06410

 

 

Chairperson, State of Connecticut,

Department of Public Utility Control;

and State of Connecticut, Department

of Public Utility Control

c/o Tatiana Eirmann, Esq.

Assistant Attorney General

10 Franklin Square

New Britain, CT   06051-2605

 

 

 

___________________________________

Dolores E. Tarnowski

Clerk of the Commission

 

 

FIC/2000-394FD/det/11142000