FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT

In the Matter of a Complaint by

FINAL DECISION

Betty Najm,

 

Complainants

 

 

against

Docket # FIC 2000-458

Superintendent of Schools,
New Milford Public Schools;
and Survey Sub-Committee,
Board of Education, New
Milford Public Schools,

 

 

Respondents

July 11, 2001

 

 

 

 

            The above-captioned matter was scheduled to be heard as a contested case on February 27, 2001, at which time the complainant and the respondents appeared.  For purposes of hearing, this matter was consolidated with Docket #FIC 2000-455; Tiffany Libardi v. Board of Education, New Milford Public Schools; and Docket #FIC 2000-512; Martin A. Badinelli, Sr. v. Survey Sub-committee, Board of Education, New Milford Public Schools; and Board of Education, New Milford Public Schools.  At such time, the parties jointly requested that the matter be continued so that settlement of the complaint might be attempted.  Such request was granted. 

 

On May 8, 2001, the parties appeared at a continued hearing, having failed to reach the anticipated settlement.  For purposes of such continued hearing, this matter was not consolidated with any other matter and was heard as a contested case.  At such time, the complainant and the respondents presented testimony, exhibits and argument on the complaint.  The case caption has been amended to accurately reflect the designation of the respondent sub-committee.  The complainant’s post hearing motions to strike respondents’ exhibit 3 and to reopen the hearing in this matter are hereby denied. 

 

After consideration of the entire record, the following facts are found and conclusions of law are reached:

 

1.  The respondents are public agencies within the meaning of §1-200(1), G.S.

 

2.  By e-mail dated and filed with the Commission on August 15, 2000, the complainant alleged that a closed executive session between the respondent superintendent and the respondent sub-committee, scheduled for 7:00 P.M. on August 15, 2000, would violate the Freedom of Information [hereinafter “FOI”] Act. 

 

3.  By e-mail dated and filed with the Commission on August 18, 2000, the complainant appealed to the Commission, alleging that the respondents violated the Freedom of Information [hereinafter “FOI”] Act by convening an executive session on August 15, 2000 for the stated purposes of reviewing a report written by the superintendent, and discussing strategy and negotiations regarding pending litigation.  The complainant also alleged that the mayor of New Milford violated the FOI Act by denying the complainant’s request that the mayor attend the session as an ex-officio member of the New Milford Board of Education.  However, at the hearing in this matter, the complainant did not present any evidence with respect to the allegation concerning the mayor.  Accordingly, such allegation shall not be addressed herein. 

 

4.  On February 23, 2001, prior to the hearings, and subsequent to the issuance of the Commission’s Notice of Hearing and Order to Show Cause in this matter, the complainant filed with the Commission a memorandum of law in which she alleged that the respondents violated:

 

a. §§1-225(c)(d), G.S., by failing to provide sufficient notice of the session;

 

b. §1-225(f), G.S., by failing to obtain a two-thirds vote to enter the session;

 

c. §1-225(a), G.S., by entering into the session for an improper purpose;

 

d. §1-231(a), G.S., by allowing the respondent superintendent to remain

    throughout the entire session;

 

e. §1-225(a), G.S., by failing to timely file adequate minutes for the session;

 

f. §1-210(a), G.S., by failing to disclose documents discussed or presented in the

    session;

 

g. §1-212(d)(3), G.S., by charging the maximum fee for copies which should have

    been provided free of charge; and

 

h. §1-240, G.S., by willfully destroying public records.

 

5.  At the May 8, 2001, hearing in this matter, the complainant further alleged that the superintendent’s presence in the session violated §1-231(a), G.S. 

 

6.  It is found, however, that, excepting the allegation described in paragraph 4.c, above, the allegations set forth in paragraphs 4 and 5, above, were not fairly raised in the August 18, 2000 complaint which is the subject of this appeal and, therefore, not set forth in the Commission’s February 5, 2001 Notice of Hearing and Order to Show Cause in this matter.  It is further found that such allegations are untimely as they were not appealed to the Commission within the thirty-day requirement as set forth in §1-206(b)(1), G.S.  Accordingly, it is concluded that this complaint is limited to the allegation described in paragraphs 2 and 4.c, above. 

 

      7.  Section 1-225(a), G.S., provides, in relevant part that:

 

[t]he meetings of all public agencies, except executive sessions as defined in subdivision (6) of section 1-200, shall be open to the public….

 

8.  It is found that, in the spring of 2000, the New Milford Public Schools conducted a survey among middle and high school students [hereinafter “the survey”].  It is further found that the survey caused a great deal of controversy in New Milford, and that, among other questions, included in the survey were several questions related to explicit sexual activity, narcotics use, and suicide.  

 

9.  It is found that on June 28, 2000, two news articles were published in the News-Times and on the internet as an Associated Press article, indicating that the Rutherford Institute, a Virginia based civil liberties group, intended to bring a class action suit against the New Milford Board of Education.  It is also found that, in August 2000, such institute solicited representation from counsel for the New Milford Board of Education with respect to such suit, but counsel declined such offer, citing a conflict of interest.  It is further found that, at some point during the survey controversy, the business manager for New Milford came to believe that the town would be sued and notified the town’s insurance agent that a lawsuit regarding the survey might be filed against the town.

 

10.  It is also found that, as a result of the controversy described in paragraph 8, above, the respondent superintendent prepared a document for the members of the New Milford Board of Education regarding his investigation into the reasons for conducting the survey among the students [hereinafter “the report”]. 

 

11.  It is found that, on August 15, 2000, the respondent sub-committee held a special meeting, during which it conducted an executive session [hereinafter “the session”]. 

 

12.  It is found that the notice of the August 15, 2000 meeting of the respondent sub-committee reflected an anticipated executive session for the following purposes:

 

“A. Discussion concerning the Superintendent’s preliminary draft of investigation

  B. Impact of investigative report upon threatened litigation.”

 

13.  It is found that, during the meeting described in paragraphs 11 and 12, above, the respondent sub-committee entered the session for the stated purposes of “personnel” and discussing threatened litigation.

 

14.  It is found that the respondent superintendent is not a member of the respondent sub-committee.  It is also found that the respondent sub-committee consists of three members of the New Milford Board of Education and that all three members attended the session, which lasted approximately 35 minutes. 

 

15.  It is found that, during the session, the respondent sub-committee did not discuss “personnel” issues.  It is also found that, during the session, the respondent sub-committee discussed the report with the superintendent, that the superintendent thereupon left the session, and that the respondent sub-committee then discussed the ramifications of the report upon the lawsuit described in paragraph 9, above.  It is further found that the only actions taken during the August 15, 2000 meeting of the respondent sub-committee were votes to enter and leave the session, and to adjourn. 

 

16.  It is found that the respondents have released the report to the public.  It is also found that a finalized version of the report was released to the public in December 2000.  It is further found that the finalized version contains inconsequential changes to the report, as well as exhibits not viewed by the respondents during the session, including a copy of the survey itself, a grant application, and a consultant invoice. 

 

17.  The respondents contend that the session was properly called for the purposes of discussing strategy and negotiations with respect to a pending claim, and to discuss a preliminary draft that is exempt from mandatory disclosure.

 

18.  Section 1-200(6), G.S., defines “executive session” to include:

 

…a meeting of a public agency at which the public is excluded for one or more of the following purposes:  (B)  strategy and negotiations with respect to pending claims or pending litigation to which the public agency or a member thereof, because of his conduct as a member of such agency, is a party until such litigation or claim has been finally adjudicated or otherwise settled;…and  (E)  discussion of any matter which would result in the disclosure of public records or the information contained therein described in subsection (b) of section 1-210.

 

19.  Section 1-200(8), G.S., defines “pending claim" to mean “a written notice to an agency which sets forth a demand for legal relief or which asserts a legal right stating the intention to institute an action in an appropriate forum if such relief or right is not granted.”

 

            20.  It is found that the newspaper articles and the offer described in paragraph 9, above, do not constitute “written notice” to the respondents within the meaning of §1-200(8), G.S.   Accordingly, it is concluded that the lawsuit described in paragraph 9, above, was not a “pending claim” within the meaning of such provision. 

 

21.  The respondents also contend that the report was a preliminary draft within the meaning of §1-210(b)(1), G.S., that it was therefore exempt from mandatory disclosure, and that the respondent sub-committee properly discussed it during the session. 

 

22.  Section 1-210(b)(1), G.S., provides in relevant part that nothing in the FOI Act shall be construed to require disclosure of “preliminary drafts or notes provided the public agency has determined that the public interest in withholding such documents clearly outweighs the public interest in disclosure...”

 

23.  It is found that the respondents failed to present evidence, and therefore failed to prove, that they had determined that the public interest in withholding the report clearly outweighed the public interest in its disclosure at the time of the session, within the meaning of §1-210(b)(1), G.S.

 

24.  Moreover, §1-210(e)(1), G.S., provides in relevant part that, notwithstanding the provisions of §1-210(b)(1), G.S., disclosure shall be required of:

 

[i]nteragency or intra-agency memoranda or letters, advisory opinions, recommendations or any report comprising part of the process by which governmental decisions and policies are formulated, except disclosure shall not be required of a preliminary draft of a memorandum, prepared by a member of the staff of a public agency, which is subject to revision prior to submission to or discussion among the members of such agency.

 

                  [Emphasis added.]

           

25.  It is found that, at the time of the session, the report was not a preliminary draft within the meaning of §1-210(b)(1), G.S.  It is also found that, at such time, the report was a report comprising part of the process by which governmental decisions and policies are formulated.  It is further found that the report was not a preliminary draft of a memorandum subject to revision prior to submission to or discussion among the members of the respondent sub-committee within the meaning of §1-210(e)(1), G.S. 

 

26.  It is concluded, therefore, that the report was not exempt from mandatory disclosure at the time of the session.  It is also concluded that the session was not properly held within the meaning of §1-200(6)(B) or (E), G.S., as maintained by the respondents.  It is further concluded that the respondent sub-committee violated §1-225(a),G.S., by holding such session, and that, since the respondent superintendent is not a member of the respondent sub-committee, he did not violate §1-225(a),G.S., as alleged in the complaint. 

 

 

The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint.

 

            1.  Forthwith, the respondent sub-committee shall amend the minutes of its August 15, 2000 meeting to reflect the discussion held during the session.

 

            2.  Henceforth, the respondent sub-committee shall strictly comply with §1-225(a),G.S.

 

            3.  The complaint against the respondent superintendent is hereby dismissed.

 

 

Approved by Order of the Freedom of Information Commission at its regular meeting of July 11, 2001.

 

 

_________________________________________

Petrea A. Jones

Acting Clerk of the Commission


PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.

 

THE PARTIES TO THIS CONTESTED CASE ARE:

 

Betty Najm

c/o Susan V. Wallace, Esq.

11 Blue Orchard Drive

Middletown, CT 06457

 

Superintendent of Schools,

New Milford Public Schools;

and Survey Sub-Committee,

Board of Education, New

Milford Public Schools

c/o Lawrence Campane, Esq.

Sullivan, Schoen, Campane & Connon, LLC

646 Prospect Avenue

Hartford, CT 06105

 

 

________________________________

Petrea A. Jones

Acting Clerk of the Commission

 

 

FIC/2000-458/FD/paj/07/13/2001