FREEDOM
OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT
In the Matter of a Complaint by |
FINAL DECISION |
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George
Bongiorno and |
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Complainants |
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against |
Docket #FIC 2001-016 | |
Zoning
Board of Appeals, |
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Respondents |
December 12, 2001 | |
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The above-captioned matter was heard as a contested
case on May 4, 2001 and August 10, 2001, at which times the complainants and the
respondent appeared, stipulated to certain facts and presented testimony,
exhibits and argument on the complaint. Grade
A Market requested and was granted party status at the hearing on this matter.
At the hearing on this matter, the intervening party
moved to dismiss the complaint, claiming that if there were a violation, such
violation was technical in nature and led to no harm being done.
The intervening party's motion to dismiss is hereby denied.
After consideration of the entire record, the
following facts are found and conclusions of law are reached:
1.
The respondent is a
public agency within the meaning of §1-200(1),
G.S.
2.
By letter dated January
9, 2001 and filed on January 12, 2001 the complainants appealed to this
Commission alleging that the respondent:
a.
denied their right to
attend the public hearing of the respondent on application #132-00 which was
held on December 13, 2000 and on December 28, 2000;
b. and failed to keep its hearing on Application #132-00 open to the public.
3. Section 1-210(2), G.S., provides that:
“Meeting”
means any hearing or other proceeding of a public agency, any convening or
assembly of a quorum of a multimember public agency, and any communication by
or to a quorum of a multimember public agency, whether in person or by means
of electronic equipment, to discuss or act upon a matter over which the public
agency has supervision, control, jurisdiction or advisory power. "Meeting" shall not include: Any meeting of a personnel search committee for executive
level employment candidates; any chance meeting, or a social meeting neither
planned nor intended for the purpose of discussing matters relating to
official business; strategy or negotiations with respect to collective
bargaining; a caucus of members of a single political party notwithstanding
that such members also constitute a quorum of a public agency; an
administrative or staff meeting of a single-member public agency; and
communication limited to notice of meetings of any public agency or the
agendas thereof.
4.
Section 1-226(a), G.S.,
provides in relevant part that “(t)he meetings of all public agencies . . .
shall be open to the public.”
5.
It is found that on
or about August 10, 2000, the zoning enforcement officer (hereinafter “ZEO”)
to the City of Stamford issued a certificate of zoning compliance to Grade A
Market in connection with its proposal to construct a new supermarket in that
city.
6.
It is found that in
September of 2000, the complainants appealed the ZEO’s decision to the
respondent board which held a hearing on the appeal on November 8, December
13, and December 28, 2000.
7.
It is found that the
complainants were present at and participated in the hearing on all three
dates.
8.
With respect to the
complainants’ allegation concerning the December 13, 2000 hearing, it is
found that the respondent took a recess to seek legal counsel regarding
whether or not the complainants had a right to cross examination during the
hearing proceedings.
9.
It is found that
counsel for the respondent board took approximately ten minutes to research
the issue and informed the members of the respondent board during a brief
conference, outside of the purview of the public, that the complainants had a
right to limited cross examination.
10.
At the hearing on
this matter, the respondent maintained that the conference was appropriate
because it was extremely brief and limited to receiving a legal opinion from
its attorney.
11.
It is found that
although the conference described in paragraph 8, above, was limited to
receipt of information from the respondent’s attorney and no substantive
discussion by the respondent board occurred, §1-231(b), G.S., provides in
relevant part that:
“[a]n
executive session may not be convened to receive or discuss oral
communications that would otherwise be privileged by the attorney-client
privilege relationship if the agency were a nongovernmental entity, unless the
executive session is for a purpose explicitly permitted pursuant to
subdivision (6) of section 1-200.”
12.
Section 1-200(6), G.S.,
provides in relevant part that:
Executive
sessions" means a meeting of a public agency at which the public is
excluded for one or more of the following purposes:
(A) Discussion concerning
the appointment, employment, performance, evaluation, health or dismissal of a
public officer or employee, provided that such individual may require that
discussion be held at an open meeting; (B)
strategy and negotiations with respect to pending claims or pending
litigation to which the public agency or a member thereof, because of his
conduct as a member of such agency, is a party until such litigation or claim
has been finally adjudicated or otherwise settled;
(C) matters concerning security strategy or the deployment of
security personnel, or devices affecting public security;
(D) discussion of the
selection of a site or the lease, sale or purchase of real estate by a
political subdivision of the state when publicity regarding such site, lease,
sale, purchase or construction would cause a likelihood of increased price
until such time as all of the property has been acquired or all proceedings or
transactions concerning same have been terminated or abandoned; and
(E) discussion of any matter which would result in the disclosure
of public records or the information contained therein described in subsection
(b) of section 1-210.
13.
It is found that the
respondent did not claim nor was any evidence presented to support a finding
that the discussion during the conference described in paragraph 8, above, was
for a purpose explicitly permitted pursuant to subdivision (6) of §1-200, G.S.
14.
Therefore, it is
concluded that the respondent board violated the provisions of §1-225(a), G.S.,
by excluding the public and the complainants from the discussion during the
conference described in paragraph, 8, above.
15.
With respect to the
complainants’ allegation concerning the December 28, 2000 hearing,
§1-200(2), G.S., it is found that at the start of the December 28, 2000
hearing, it was brought to the attention of the respondent board that the
legal notice of the hearing might not have been proper and a recess was taken.
16.
It is found that
there were conflicting opinions regarding the propriety of the legal notice of
the December 28, 2000 hearing and during the recess, the respondent board
discussed the notice and considered canceling the December 28, 2000 hearing
and rescheduling it so that a legal notice could be issued that was definitely
proper.
17.
It is found that
during the recess, the respondent board considered the fact that one of its
members might not have been available to attend a rescheduled hearing because
he was going to be appointed to serve on another committee and might have to
resign as a member of the respondent board before the date of that hearing.
18.
It is found that, in
that regard, the respondent chairman made a telephone call to another
municipal officer to determine if the board member’s appointment could be
postponed until a date after the hearings on the appeal were concluded.
19.
It is found that
after the board member indicated that he would attend a rescheduled hearing
regardless of his impending appointment to another committee, the respondent
board decided that it would reschedule the meeting and post legal notice of it
in a manner that it was confident was proper.
20.
It is found that
during the recess, several other discussions occurred in addition to the
discussion described in paragraphs 15 through 19, above.
Specifically a discussion between the respondent board’s attorney and
the respondent board regarding the propriety of the legal notice; a discussion
between the respondent board’s attorney and the attorneys for Grade A
Market; and telephone conversations between other attorneys present at the
hearing and either their wives or their offices.
21.
With respect to the
discussion between the respondent board’s attorney and the attorneys for
Grade A Market and the telephone conversations between other attorneys present
at the hearing and either their wives or their offices, it is found that such
discussions do not constitute meetings within the meaning of §1-200(2), G.S.
22.
With respect to the
balance of the discussions held by the respondent board during the recess of
the December 28, 2000 hearing as described in paragraph 15 through 20, above,
it is found that such discussions constituted communications limited to notice
of a meeting or the agenda thereof within the meaning of §1-200(2), G.S., and
did not constitute a meeting under the FOI Act.
23.
With respect to the
complainants’ allegation described in paragraph 2b, above, it is found that
the complainants claimed that during the recess of the December 28, 2000
hearing, the respondent board’s attorney held “ex parte conferences”
with the attorneys for Grade A Market.
24.
It is found that even
if such “conferences” occurred and were ex parte, the complainant’s
claim does not allege a violation of the FOI Act.
25.
It is concluded
therefore that the respondent board did not violate §1-225(a), G.S., as
alleged by the complainants with respect to the December 28, 2000 hearing.
On
the basis of the record concerning the above captioned complaint, no order is
recommended by the Commission.
Approved by Order of the Freedom of Information Commission at its regular meeting of December 12, 2001.
_______________________________________
Petrea A. Jones
Acting Clerk of the Commission
PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
George
Bongiorno and
Bongiorno
Supermarket, Inc.
Zoning
Board of Appeals,
City
of Stamford
c/o
Barry J. Boodman, Esq.
Assistant
Corporation Counsel
City
of Stamford
888
Washington Boulevard, PO Box 10152
Stamford,
CT 06904-2152
Grade
A Market
c/o
Maureen Danehy Cox, Esq. and
James
K. Robertson, Jr., Esq.
Carmody
& Torrance LLP
50
Leavenworth Street, PO Box 1110
Waterbury,
CT 06721-1110
________________________________
Petrea A. Jones
Acting Clerk of the Commission
FIC/2001-016/FD/paj/12/18/2001