FREEDOM
OF INFORMATION COMMISSION
OF
THE STATE OF CONNECTICUT
In the Matter of a
Complaint by FINAL
DECISION
Joseph A. Belbusti and New
Haven Police and Firefighters
Retirees Union, Sub-Chapter
126 AFSCME,
Complainants
against Docket
#FIC 1996-151
Pension Administrator, Department
of Finance, Pension Division
City of New Haven,
Respondent November
20, 1996
The above-captioned matter was heard as a
contested case on September 25, 1996, at which time the complainants and the
respondent appeared, stipulated to certain facts and presented testimony,
exhibits and argument on the complaint.
After
consideration of the entire record, the following facts are found and
conclusions of law are reached:
1. The respondent is a public agency within the
meaning of §1-18a(a),
G.S.
2. It is found that by letter dated March 29,
1996, the complainants requested that the respondent provide them with a list
of all retirees of the Policemen and Firemen’s Retirement Fund or their widows,
(hereinafter “retirees”), including the retirees’ names, addresses, dates of
birth and dates of retirement (hereinafter “requested record”).
3. It is found that by letter dated April 8,
1996, the respondent informed the complainants that the requested record was
not available in the format requested.
4. Having failed to receive access to the
requested record, the complainants, by letter dated May 3, 1996 and filed on
May 7, 1996, appealed to the Commission alleging that the respondent violated
the Freedom of Information (“FOI”) Act by denying them access to the requested
record.
Docket #FIC 1996-151 Page
2
5. It is found that the respondent does not
maintain a list which contains the retirees’ names, addresses, dates of birth
and dates of retirement.
6. It is therefore, concluded that the
respondent did not violate §§1-19(a)
and 1-15, when she failed to provide the complainants with the requested
record.
7. At the hearing into this matter, the
complainants indicated that at present they are in need of the retirees’ names
and addresses, and not the dates of birth and dates of retirement initially
requested, and described in paragraph 2, above. The respondent then agreed to provide, at a charge consistent
with the cost provisions as set forth at §1-15,
G.S., the retirees’ names and addresses.
8. It is found that the names, addresses, and
in some instances, the bank account numbers of the retirees is computer-stored
by the respondent.
9. It is found that in order for the respondent
to provide the complainants with a list of the retirees’ names and addresses
only, the respondent must print out the information it maintains, and redact
all other information. Alternatively,
the respondent indicated at the hearing into this matter that she could request
a list of the retirees’ names and addresses from the department of finance’s
data processing unit, however, to produce such a list required employees to do
formatting or programming.
10. It is found that the names and addresses of
the retirees maintained by the respondent are public records within the meaning
of §§1-18a(d),
1-19a and 1-19(a), G.S.
11. Section 1-19(b)(2), G.S., permits the
nondisclosure of personnel or medical files and similar files the disclosure of
which would constitute an invasion of personal privacy.
12. Section 1-20a, G.S., provides in relevant
part:
(b) Whenever a public agency receives a request
to inspect or copy records contained in any of its employees' personnel or
medical files and similar files and the agency reasonably believes that the
disclosure of such records would legally constitute an invasion of privacy, the
agency shall immediately notify in writing (1) each employee concerned,
provided such notice shall not be required to be in writing where impractical
due to the large number of employees concerned and (2) the collective
bargaining representative, if any, of each employee concerned. Nothing herein shall
Docket #FIC 1996-151 Page
3
require
an agency to withhold from disclosure the contents of personnel or medical
files and similar files when it does not reasonably believe that such
disclosure would legally constitute an invasion of personal privacy.
(c) A public agency which has provided notice
under subsection (b) of this section shall disclose the records requested
unless it receives a written objection from the employee concerned or the
employee's collective bargaining representative, if
any, within seven
business days from the receipt by the employee or such collective bargaining
representative of the notice or, if there is no evidence of receipt of written
notice, not later than nine business days from the date the notice is actually
mailed, sent, posted or otherwise given
13. It is found that the requested names and
addresses are personnel or medical files and similar files information within
the meaning of §1-19(b)(2),
G.S.
14. It is found that the disclosure of the
requested names and addresses is not highly offensive to the reasonable person.
15. It is also found that the disclosure of the
names and addresses of the retirees receiving benefits from the city of New
Haven pertains to matters of legitimate public concern.
16. The Commission takes administrative notice
of the fact that home addresses are generally widely available in public directories.
17. It is concluded that the names of all of the
retirees, and the addresses of the 445 retirees, described in paragraph 18,
above, are not exempt from disclosure pursuant to §1-19(b)(2),
G.S.
18. It is also concluded that, to the extent
that the respondent maintains the P.O. boxes of retirees, such information is
not exempt from disclosure pursuant to §1-19(b)(2),
G.S.
Docket # FIC 1996-151 Page
4
The following order by
the Commission is hereby recommended on the basis of the record concerning the
above-captioned complaint:
1. The respondent shall forthwith provide the
complainants with a copy of the requested names and addresses.
Approved by Order of the Freedom of Information
Commission at its special meeting of November 20, 1996.
__________________________
Elizabeth
A. Leifert
Acting
Clerk of the Commission
Docket # FIC 1996-151 Page
5
PURSUANT TO SECTION 4-180(c), G.S., THE
FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS,
PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR
AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
Joseph A. Belbusti and New Haven Police and
Firefighters Retirees Union,
Sub-Chapter 126 AFSCME
PO Box
9003
New Haven, CT 06510
Pension Administrator, Department of Finance,
Pension Division, City of New Haven
200 Orange Street
New Haven, CT 06510
__________________________
Elizabeth
A. Leifert
Acting
Clerk of the Commission
FIC 1996-151/FD/eal/120496