FREEDOM
OF INFORMATION COMMISSION
OF
THE STATE OF CONNECTICUT
In the Matter of a
Complaint by FINAL
DECISION
Cindy Ouellette,
Complainant
against Docket
#FIC 1996-269
Raymond O’Connell, Jr., Chief, Yantic Fire
Department, Joseph W. Winski, Sr., Chief,
East Great Plain Fire Department; Steven Caisse,
Chief, Taftville Fire Department; Kevin McKeon,
Chief,
Occum Fire Department; Philip Johnson, Chief,
Laurel
Hill Fire Department,
Respondents December
11, 1996
The above-captioned
matter was heard as a contested case on October 15, 1996, at which time the
complainant and the respondent fire departments appeared, stipulated to certain
facts and presented testimony, exhibits and argument on the complaint. The respondent city manager failed to
appear. The caption of the case was
corrected to reflect that Joseph W. Winski, Sr. is the fire chief of the East
Great Plain Fire Department and Kevin McKeon is the fire chief of the Occum
Fire Department.
After consideration of the entire
record, the following facts are found and conclusions of law are reached:
1. By letter of complaint dated and filed on
September 9, 1996, the complainant appealed alleging that the respondents
failed to comply with the Commission’s order in contested case docket #FIC
94-24, Cindy Ouellette and Taxpayers Association of Norwich v. Norwich City
Manager, Yantic Volunteer Fire Co., East Great Plain Volunteer Fire Co.,
Taftville Volunteer Fire Co., Occum Volunteer Fire Co. and Laurel Hill
Volunteer Fire Co., (hereinafter “FIC 94-24”), aff’d, Yantic
Volunteer Fire Co. et al. v. Freedom of Information Commission, Conn. Sup.
Ct., No. CV94-0106511, Oct. 1995 (Martin J.), aff’d, Yantic Volunteer
Fire Co. et al. v. Freedom of Information Commission, 220 Conn. App. 519 (1996). The complainant requested that the
Commission impose civil penalties upon the respondents.
Docket #FIC 1996-269 Page
2
2. The Commission takes administrative notice
of the record and decisions in FIC 94-24, Yantic Volunteer Fire Co. et al.
v. Freedom of Information Commission, Conn. Sup. Ct., No. CV94-0106511,
Oct. 1995 (Martin J.) and Yantic Volunteer Fire Co. et al. v. Freedom of
Information Commission, 220 Conn. App. 519 (1996), concluding that the
respondent fire departments are the functional equivalent of public agencies as
defined at §1-18a(a),
G.S.
3. In FIC 94-24, the Commission ordered that
the respondent fire companies immediately disclose to the complainants their
charters, by-laws, policies and procedures and the names and addresses of their
current active members (hereinafter “requested records”), and that the
respondent city manager disclose to the complainants the requested records
being maintained in the city’s personnel department.
4. The respondent fire departments, but not the
respondent city manager, appealed FIC 94-24 to the superior and appellate
courts.
5. The appellate court’s decision in Yantic
Volunteer Fire Co. et al., supra, was issued on August 13, 1996 and
the respondent fire departments did not petition the Supreme Court for
certification to appeal.
6. The respondent fire departments nonetheless,
contend that the requested records are exempt from disclosure pursuant to the
provisions of 1996 Conn. Acts 96-83 (Reg. Sess.) (hereinafter “Pub. Act No.
96-83”).
7. It is found that the respondents failed to
prove that Pub. Act No. 96-83 has any retroactive effect.
8. It is concluded that the issue of whether
the requested records were exempt from disclosure at all times material to FIC
94-24 is a controversy that has been authoritatively and finally settled by a
decision of the appellate court.
9. The commission therefore, here addresses the
respondent fire departments’ claim regarding Pub. Act No. 96-83 only with
respect to the reasonableness of the respondents failure to comply with the
commission’s order in FIC 94-24.
10. Section 1 of Pub. Act No. 96-83, allows a state
department, agency, board, council, commission or institution, under certain
circumstances, not to disclose the residential address of specific categories
of employees, none of whom are the subjects of any of the requested records.
Docket #FIC 1996-269 Page
3
11. Section 2 of Pub. Act No. 96-83, exempts
from disclosure the records and meetings of a volunteer fire department “if
such records concern fraternal or social
matters”, however, disclosure is mandatory of
“records and meetings concerning matters of public safety, expenditures of
public funds or other public business.”
12. It is concluded that nothing in the language
of Pub. Act 96-83 now precludes
disclosure of records similar to those
requested by the complainant.
13. It is therefore, concluded that the
respondents failed to prove that records similar to the requested records would
now be exempt from disclosure pursuant to Pub. Act No. 96-83.
14. It is found that besides their general claim
that Pub. Act No. 96-83 precludes disclosure of the requested records, the
respondent fire departments have not provided any evidence to excuse their
failure to comply with the commission’s order in FIC 94-24.
15. It is concluded that the respondents failed
to comply with the Commission’s order in FIC 94-24.
16. It is found that the violation described in
paragraph 15, above, was without reasonable grounds.
The following order by
the Commission is hereby recommended on the basis of the record concerning the
above-captioned complaint:
1. The respondents shall forthwith each remit
to the Commission a civil penalty in the amount of $750.00.
2. The respondents shall forthwith provide the
complainant with a copy of the requested records.
3. Henceforth, the respondents shall strictly
comply with the provisions of the FOI Act.
Approved by Order of the Freedom of Information
Commission at its special meeting of December 11, 1996.
__________________________
Elizabeth
A. Leifert
Acting
Clerk of the Commission
Docket # FIC 1996-269 Page
4
PURSUANT TO SECTION 4-180(c), G.S., THE
FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS,
PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR
AUTHORIZED REPRESENTATIVE.
THE PARTIES TO THIS CONTESTED CASE ARE:
Cindy Ouellette
153 West Thames Street
Norwich, CT 06360
Raymond O’Connell, Jr., Chief, Yantic Fire Department,
Joseph W. Winski, Sr., Chief,
East Great Plain Fire Department; Steven Caisse,
Chief, Taftville Fire Department; Kevin McKeon, Chief, Occum Fire Department;
Philip Johnson, Chief, Laurel Hill Fire Department
c/o John
A. Cotter, Esq.
223 West Town Street
Norwich, CT 06360
__________________________
Elizabeth
A. Leifert
Acting
Clerk of the Commission
FIC 1996-269/FD/eal/121696